Investment Compliance Analyst

DCG

Responsibilities:

Support the team in providing high-quality depositary monitoring services, ensuring that clients comply with regulatory requirements and corporate trusteeship obligations
Maintain strong relationships with clients, fiduciary countries, fund administrators, and third-party vendors, ensuring clear, professional communication and meeting all deadlines
Investigate and validate portfolio managers' exceptions or breaches against UCITS / AIFMD regulations in post-trade compliance systems
Resolve data discrepancies between the bank records and client-provided information (maker-checker role)
Participate in assigned projects, taking initiative to lead or co-lead activities and provide regular updates
Respond to both standard and ad-hoc client queries in a timely and professional manner
Step into supervisor duties during team leader absences to ensure smooth process management
Coordinate onboarding of new clients, processes, and solutions within the team and department

Requirements:

Minimum of 3 years' experience in financial services or related fields (ideally investment funds)
Bachelor's degree or higher (preferred)
Previous experience in banking, asset management, brokerage firms, or financial audit is a strong advantage
Very good command of English (oral and written)
Strong analytical mindset with the ability to identify inconsistencies and potential breaches in financial data

Nice to have:

Solid understanding of investment products (e.g., equities, bonds, mutual funds, derivatives)
Knowledge of how investment and pension funds operate, including their structure, investment limits, and legal restrictions
Familiarity with key regulations such as UCITS and AIFMD, and the ability to apply them in daily work
Experience in reviewing and analysing transactions for compliance with regulatory and fund-specific requirements

Offer:

Oferta pracy dodana 2 miesięcy temu

Powiązane wyszukiwania