...Ability to work to deadlines and under pressure
Able to identify and utilise learning opportunities
Desirable
Experience in an FCA regulated payment or financial institution
Understanding of IT systems, operational and/or product development payment processes,...
Zasugerowane
Praca na pełen etat
Legalna praca
Praca zdalna
2 razy w tygodniu
...Permanent, full-time, hybrid (3 days per week in an office) #LI-Hybrid #LI-IM1
COMPANY PROFILE
StoneX Ltd is an FCA authorised and regulated firm to provide trade execution, clearing and advisory services focusing primarily on the Commodities and Foreign Exchange...
Zasugerowane
Praca na pełen etat
Founded in 2011, Fasanara Capital is a London-headquartered FCA-authorised investment firm and technology platform. Fasanara manages c. USD 4 billion in Fintech strategies on behalf of pension funds and insurance companies in Europe and North America, and a mandate from...
Zasugerowane
Praca na pełen etat
...Association (NFA), Federal Reserve/Treasury, Securities and Futures Commission (SFC), Kanto Finance Bureau (KFB), Financial Conduct Authority (FCA), and Monetary Authority of Singapore (MAS).
What you’ll do
Prepare and review filing responses for various regulators (i.e.,...
Zasugerowane
...international automotive concern that was formed after the merger of Peugeot S.A. ("Groupe PSA") and Fiat Chrysler Automobiles N.V. ("FCA").
At Stellantis, we assess candidates based on qualifications, merit and business needs. We welcome applications from people of...
Zasugerowane
Praca hybrydowa
Umowa
Praca zdalna
Elastyczny czas pracy
...test scripts/procedures
~ Experience working on regulatory compliance or financial crime risks
Nice to have
Experience in UK FCA (FCA Handbook), Bank of England/PRA (PRA Handbook), EBA, ECB, and/or Bank of Lithuania regulatory requirements and recommendations...
Zasugerowane
Praca zdalna
Telepraca
...Track competency assessment status and support managers on new assessment updates.
Support managers with organizing and scheduling FCA’s. Co-ordinate with other Hub competence program managers to avoid assessor scheduling fatigue.
Facilitate new certification...
Zasugerowane
Praca na pół etatu
Praca zdalna
...and position information across a wide range of traded financial products and business lines as well as ensuring compliance with the FCA Client Assets regulations. The characteristics of the team have to marry the firm’s culture of teamwork and diligence with the nature...
Zasugerowane
Legalna praca
Elastyczny czas pracy
...prowess across a broad spectrum of digital technologies.
Understanding of relevant legal and regulatory frameworks (e.g. GDPR, CMA, FCA obligations etc.)
Expert understanding of technical architecture and security aspects of infrastructure, application, web, and...
Zasugerowane
Praca hybrydowa
Legalna praca
...monitoring trade, transaction, and position information for various financial products and business lines, and ensuring compliance with FCA Client Assets regulations.
Key Responsibilities:
Execute non-financial regulatory reporting, focusing on CASS (Client...
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...regulatory conduct rules:
Act with integrity;
Act with due skill, care, and diligence;
Be open and cooperative with Lloyd’s, the FCA, the PRA, and other regulators;
Pay due regard to the interests of customers and treat them fairly;
Observe proper standards of...
Zasugerowane
Praca na pełen etat
Praca zdalna